Travis J. Lippmann, of New York, New York, a stockbroker formerly registered with Dawson James Securities, Inc., is the subject of a customer initiated investment related written complaint on May 30, 2017, in which the customer requested $34,000.00 in damages based upon allegations that between August of 2014 and July of 2015, Lippmann made misrepresentations to the customer and effected unsuitable equity transactions in the customer’s account.
Lippmann’s registration with Dawson James Securities, Inc. was terminated on September 16, 2016. He became registered with Newbridge Securities Corporation on March 20, 2017. Since May 6, 2011, Lippmann has been associated with seven different broker dealers, three of which have been expelled by securities regulators for violation of federal securities laws or are otherwise defunct.
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