Mark Trewitt, of Plano, Texas, a stockbroker with VFG Securities, Inc., has been named in a customer initated investment related dispute. On June 29, 2016, a customer filed an arbitration claim before the Financial Industry Regulatory Authority requesting $130,000.00 in damages and alleging that Trewitt made misrepresentations concerning the safety of an investment program and made unsuitable investment recommendations.
On April 26, 2016, Trewitt became subject to a another customer dispute, in which the customer has requested $300,000.00 in damages after alleging that Trewitt committed misrepresentations and made unsuitable investment recommendations. On March 17, 2016, Trewitt became subject to a customer dispute in which the customer requested $213,000.00 in damages in connection with allegations against Trewitt of making unsuitable investment recommendations, providing poor advice, and engaging in marketing practices that were deceptive. On September 7, 2014, Trewitt settled a customer dispute for $25,000.00 after the customer alleged that $25,000.00 in monies utilized for a private placement investment in KBR Barons Cove were misappropriated.
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
