Joel Matthew Price, of Gig Harbor, Washington, a stockbroker formerly registered with RP Capital LLC, has been named in a customer initiated investment related arbitration claim on August 31, 2016, in which the customer requested $158,491.00 in damages based upon allegations that Price made unsuitable investment recommendations to the customer, failed to conduct due diligence in an appropriate manner, and made misleading or false representations to the customer concerning securities. The customer further alleged that RP Capital LLC failed to supervise Price’s conduct.
Price’s registration with RP Capital LLC was terminated on February 21, 2017. Since August 16, 2016, he has been registered with Institutional Securities Corporation. Additionally, since February 23, 2017, he has been registered with Carrollton Capital Partners, LLC.
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