Nicole Marie Andres, of New York, New York, a stockbroker formerly registered with Credit Suisse Securities (USA) LLC, is the subject of a customer initiated investment related written complaint on January 30, 2017, in which the customer requested $44,355.00 in damages based upon allegations that Andres made unsuitable investment recommendations to the customer concerning exchange traded notes products.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Andres has been identified in two additional customer initiated investment related disputes containing allegations of his misconduct while associated with Credit Suisse Securities. In particular, on June 29, 2010, a customer initiated investment related written complaint involving his activities was settled for $30,488.60 in damages based upon allegations that he made misrepresentations to the customer concerning the terms and conditions of payments made pursuant to a corporate debt investment.
Further, on April 30, 2012, a customer filed an investment related written complaint involving Andres’ conduct, wherein the customer sought $259,000.00 in damages based upon allegations that he failed to accurately portray the customer’s performance of an index option product held in the customer’s investment portfolio.
Since November 2, 2015, Andres has been associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
For more information concerning common claims against stockbrokers and investment professionals, please visit us at securitiesarbitrations.com
To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com
