Craig Eugene Friedrichsen of Topeka, Kansas, a stockbroker registered with Voya Financial Advisors Inc., is the subject of a customer initiated investment related FINRA securities arbitration claim where the customer requested more than $100,000.00 in damages based upon accusations that Friedrichsen made misrepresentations in connection with the recommendation and sale of alternative investments including real estate securities described as low-risk during the period that Friedrichsen was associated with Voya Financial Advisors Inc. Financial Industry Regulatory Authority (FINRA) Arbitration No. 21-02753 (November 2, 2021).
FINRA Public Disclosure shows that Friedrichsen is referenced in three more customer initiated investment related disputes concerning Friedrichsen’s conduct while associated with securities broker dealers, including HR Block Financial Advisors Inc. and Voya Financial Advisors Inc. On July 28, 2009, a customer initiated investment related complaint involving Friedrichsen’s activities was settled for $5,022.35 in damages based upon allegations that Friedrichsen arranged payments that reduced the customer’s guaranteed lifetime withdrawal amount in variable annuities during the time that Friedrichsen was associated with HR Block Financial Advisors Inc.
On December 15, 2017, another customer filed an investment related complaint involving Friedrichsen’s conduct where the customer sought $5,000.00 in damages based upon accusations that Friedrichsen made omissions with regard to the sale of real estate investment trusts when Friedrichsen was associated with Voya Financial Advisors Inc.
Public Disclosure shows that Friedrichsen is also referenced in a customer initiated investment related FINRA securities arbitration claim where the customer requested $105,000.00 in damages based upon allegations that Friedrichsen made misrepresentations in connection with the recommendation and sale of real estate securities when Friedrichsen was associated with Voya Financial Advisors Inc. FINRA Arbitration No. 21-01655 (September 9, 2021).
Friedrichsen’s registration with Voya Financial Advisors Inc. was terminated on December 18, 2020. Since December 22, 2020, Friedrichsen has been registered with Pruco Securities LLC as a stockbroker and Prudential Financial Planning Services as an investment adviser representative.
