Joseph Hsioh-Tsuei Lee, of Irvine, California, a stockbroker formerly registered with Cetera Investment Services LLC, has been named in a customer initiated investment related written complaint on February 8, 2017, in which the customer requested $40,000.00 in damages based upon allegations that Lee made misrepresentations and omissions to the customer regarding the fees pertaining to the customer’s certificate of deposit investment.
Lee’s registration with Cetera Investment Services LLC was terminated on February 28, 2017. Since February 28, 2017, he has been registered with LPL Financial LLC.
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