Pasquale James Rappa, of Miller Place, New York, a stockbroker formerly registered with Brookville Capital Partners, has been named in a customer initiated investment related arbitration claim, in which a customer was awarded $44,734.00 in damages on July 29, 2016, based upon allegations that Rappa churned the customer’s account, over-concentrated the customer’s assets and effected stock transactions that were not suitable for the customer.
Rappa’s registration with Legend Securities, Inc. was terminated on December 2, 2016. He also became registered with First Standard Financial Company LLC on December 2, 2016. Since March 21, 2011, Rappa has been associated with five different broker dealers, four of which (including Brookville Capital Partners) have been expelled by securities regulators for violation of federal securities laws or are otherwise defunct. #cockroach
Guiliano Law Group
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