Pasquale James Rappa (also known as James Rappa or PJ Rappa), of Miller Place, New York, a stockbroker formerly registered with First Standard Financial Company LLC, has been fined $5,000.00 and suspended for two months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings that he failed to…
Pasquale James Rappa, of Miller Place, New York, a stockbroker formerly registered with Brookville Capital Partners, has been named in a customer initiated investment related arbitration claim, in which a customer was awarded $44,734.00 in damages on July 29, 2016, based upon allegations that Rappa churned the customer’s account, over-concentrated the customer’s assets and effected…