Brian Andrew Horn, of Hunt Valley, Maryland, a stockbroker registered with Lincoln Financial Advisors Corporation, is the subject of a customer initiated investment related FINRA securities arbitration claim in which the customer requested compensation based upon allegations that Horn made unsuitable recommendations of oil and gas investments when Horn was associated with Lincoln Financial Advisors Corporation. Financial Industry Regulatory Authority (FINRA) Arbitration No. 22-00646 (March 24, 2022).
This is not the first time that Horn has been referenced in a customer initiated investment related dispute concerning Horn’s conduct in the securities industry. FINRA Public Disclosure shows that Horn was also referenced in a customer initiated investment related complaint filed on May 14, 2009, in which the customer requested compensation based upon allegations that Horn erred by failing to include a guaranteed principal rider on a variable annuity that was purchased by the customer through Lincoln Financial Advisors Corporation.
Horn has been registered with Lincoln Financial Advisors Corporation as a stockbroker since December 12, 1996, and registered with Lincoln Financial Advisors Corporation as an investment adviser representative since August 12, 1998.
