Securities Arbitration Investment Fraud Lawyers » Investment and Regulatory News » Investors Settle Selling Away Claim Against Raymond James

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Brent Jason Greninger, of Weston, Florida, a stockbroker registered with Raymond James Associates Inc., was the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim that was settled for $150,000.00 in compensatory damages based upon allegations that Greninger made unsuitable recommendations of “private investments” when Greninger was associated with Raymond James Associates Inc. FINRA Arbitration No. 21-02299 (Sept. 20, 2021).

Greninger was associated with Raymond James Associates Inc. in Weston, FL, as a stockbroker from January of 2016 to January of 2022, and as an investment advisor representative from January of 2016 to December of 2021. He was discharged by Raymond James Associates Inc. based upon allegations that he violated the securities broker dealer’s selling away policies.

Greninger has been associated with Buckman Buckman Reid Inc. in Palm Beach, FL, as a stockbroker since January 24, 2022, and associated with Buckman Advisory Group LLC in Palm Beach, FL, as an investment advisor representative since March 23, 2022.