Brent Christopher Fuchs, of Preston, Maryland, a stockbroker registered with Lincoln Financial Advisors Corporation (now known as Osaic FA Inc.), is the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim in which the customer requested $325,000.00 in damages based upon the alleged unsuitable investment recommendation of oil and gas investments during the time that Fuchs was associated with Lincoln Financial Advisors Corporation. FINRA Arbitration No. 24-00348 (April 17, 2024).
FINRA Public Disclosure shows that Fuchs is referenced in eight other customer initiated investment related disputes concerning Fuchs’s conduct while associated with securities broker dealers. On February 4, 2020, a customer filed an investment related complaint involving Fuchs’s conduct in which the customer requested damages based upon allegations that the customer was misled in connection with the sale of oil and gas investments during the period that Fuchs was associated with Lincoln Financial Advisors Corporation.
On February 16, 2024, a customer filed an investment related FINRA securities arbitration claim involving Fuchs’s conduct in which the customer requested $40,000.00 in damages based upon alleged unsuitable advice about energy securities. FINRA Arbitration No. 24-00348.
Fuchs is also referenced in a customer initiated investment related FINRA securities arbitration claim in which the customer requested $110,000.00 in damages based upon alleged unsuitable recommendations in oil and gas investments during the period that Fuchs was associated with Lincoln Financial Advisors Corporation. FINRA Arbitration No. 24-00348 (February 14, 2024).
On February 16, 2024, a different customer filed an investment related FINRA securities arbitration claim involving Fuchs’s conduct in which the customer requested $295,000.00 in damages based upon alleged unsuitable recommendations in energy investments. FINRA Arbitration No. 24-00348.
Fuchs has been associated with Osaic FA Inc. in Preston, Maryland since November 14, 2000, as a stockbroker, and since January 22, 2001, as an investment advisor representative.
