Bradford E. Bugher of Wilmington Delaware a stockbroker currently registered with Merrill Lynch Pierce Fenner Smith Incorporated is referenced in a customer initiated investment related written complaint on December 19, 2018 where the customer requested unspecified damages supported by allegations that between November 19, 2018 and December 19, 2018, while Bugher was associated with Merrill Lynch, the customer’s instructions concerning common and preferred stock had been disregarded.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally confirms that on September 4, 2018, a customer filed an investment related complaint regarding Bugher’s conduct at Merrill Lynch in which the customer sought unspecified damages founded on accusations that between December 26, 2003 and December 22, 2016, misrepresentations had been made to the customer concerning the terms, conditions or performance of a variable annuity.
Bugher has been employed by Merrill Lynch since March 11, 1993.
