John Jacob Avey, a stockbroker from Denver, Colorado, was terminated by employer Bosc, Inc. on January 15, 2016, based upon allegations that Avey admitted to the firm that a document which Avey provided in connection with a customer’s investment account contained signatures which were not authentic.
FINRA Public Disclosure reveals that Avey has been named in two customer arbitration actions. Particularly, on May 13, 1991, a customer initiated investment related arbitration claim concerning Avey’s actions was settled for $14,500.00 in damages based upon allegations that Avey made unsuitable investment recommendations concerning the purchase of a High Income Advantage Trust.
On February 11, 2010, another customer filed an investment related arbitration claim involving Avey’s conduct, in which the customer requested $18,643.42 in damages based upon allegations that Avey failed to provide reasonable guidance to the customer concerning investments and neglected to respond to the customer’s concerns, which caused the customer to suffer investment losses.
Since January 19, 2016, Avey has been associated with First Financial Equity Corporation.
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
