Borami Yoon (also known as Jennifer Yoon), of Menlo Park, California, a stockbroker registered with Morgan Stanley, is the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim filed on May 29, 2024 (FINRA Arbitration No. 24-01171). The customer requested $200,000.00 in damages based on allegations of misrepresentation of material facts about investments held in the customer’s account between December 2020 and May 2021. As of October 2024, this matter is pending.
FINRA Public Disclosure shows that Yoon was also the subject of a customer initiated investment related complaint filed on March 25, 2021. The customer alleged misrepresentation of material fact about an investment strategy used in their accounts. The customer sought $25,000.00 in damages. However, on April 22, 2021, Morgan Stanley denied the complaint.
Yoon has been associated with Morgan Stanley since June 20, 2019, as both a stockbroker and investment advisor representative. She was previously associated with Merrill Lynch Pierce Fenner Smith Incorporated from November 21, 2017, to May 10, 2019, as a stockbroker and investment advisor representative.
