Anthony N. Macaluso of Floral Park New York a stockbroker formerly employed by Capital One Investing LLC is referenced in a customer initiated investment related written complaint on January 4, 2017 in which the customer requested unspecified damages supported by accusations that the customer’s managed wrap account held investments that were not suitable for the customer because the https://securitiesarbitrations.com//unsuitable-investments/maturities of bond investments failed to conform to the customer’s investment horizon.
Financial Industry Regulatory Authority (FINRA) Public Disclosure also confirms that on May 4, 2016, a customer filed an investment related complaint involving Macaluso’s activities where the customer requested $14,000.00 in damages founded on allegations that while Macaluso was associated with Capital One Investing LLC, the customer was not made aware of the terms and conditions of investments including fixed annuities that were sold to the customer.
Macaluso’s registration with Capital One Investing LLC has been terminated as of July 11, 2018. Since then, Macaluso has been registered with Woodbury Financial Services Inc.
