Andrew John Costanzo Junior of Pittsburgh Pennsylvania is a stockbroker currently registered with Cetera Advisors LLC who is the subject of a customer initiated investment related arbitration claim where the customer requested $279,000.00 in damages based upon accusations that the customer’s investment accounts had been negligently established and administered. Financial Industry Regulatory Authority (FINRA) Arbitration No. 16-03572 (Dec. 20, 2016).
FINRA Public Disclosure additionally reveals that on January 13, 2004, a customer filed an investment related complaint pertaining to Costanzo’s conduct, in which the customer sought $400,000.00 in damages supported by allegations including alteration of documentation, theft, forgery, and unauthorized opening of the customer’s 403(B) accounts during the time that Costanzo was associated with Cetera Advisors LLC.
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