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Andrew Charles Berleth of Walnut Creek California a stockbroker currently employed by MML Investors Services has been identified in a customer initiated investment related written complaint on June 11, 2018 where the customer sought damages estimated to exceed $5,000.00 founded on accusations that Berleth made misrepresentations about an annuity that he sold to the customer.

Financial Industry Regulatory Authority (FINRA) Public Disclosure indicates that Berleth has been identified in three additional customer initiated investment related disputes pertaining to allegations of his misconduct during the period in which the stockbroker was employed by MML Investors Services and Tower Square Securities Inc.

Specifically, a customer filed an investment related complaint pertaining to Berleth’s conduct in which the customer requested $23,538.63 in damages supported by allegations of omissions being made about the surrender charges on a variable annuity that the stockbroker sold when he was employed by Tower Square Securities.

Berleth is the subject of another customer initiated investment related written complaint where the customer sought unspecified damages based upon accusations of Berleth’s false or misleading statements concerning a variable life insurance policy he sold to a customer of Tower Square Securities. Also, on August 23, 2018, a customer initiated investment related complaint in reference to Berleth’s conduct was resolved for $135,488.51 in damages founded on allegations that the customer’s signature was forged on annuity documentation and the customer was told false information about annuities.

Berleth has been registered with MML Investors Services since November 17, 2003.

The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.

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Guiliano Law Group, P.C.

Our practice is limited to the representation of investors. Over the last three decades, we have recovered more than a hundred million dollars for more than 1,000 injured investors from all over the United States and several foreign countries. We accept representation purely on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a confidential consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

For more information concerning common claims against stockbrokers and investment professionals, please visit us at securitiesarbitrations.com

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