Albert Luis Aviles Jr., of New York, a stockbroker associated with Reid Rudiger LLC, has been barred permanently from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity because Aviles failed to respond to FINRA’s requests for information. FINRA Case No. 2018056490304 (December 12, 2022).
Public Disclosure shows that Aviles was provided with a FINRA Notice of Suspension dated September 9, 2022, and Suspension from Association letter dated October 4, 2022. Aviles was automatically barred on December 12, 2022, as he did not request the termination of his suspension within three months of receiving the Notice of Suspension.
Aviles was associated with Reid Rudiger LLC in New York, New York from December 15, 2020, to May 12, 2022. Prior to that, he was associated with Spartan Capital Securities LLC in New York, New York from July 19, 2018, to December 24, 2020. He was also previously associated with Reid Rudiger LLC in New York, New York from January 12, 2017, to July 19, 2018.
