Janet Ross, of Irvine, California, the chief compliance officer and a registered principal of Accelerated Capital Group, was named in a pending customer initiated investment related arbitration claim on September 15, 2016, in which the customer requested $400,000.00 in damages based upon allegations that Ross failed to supervise the sales of promissory notes to the customer which had been effected by an Accelerated Capital Group registered representative.
FINRA Public Disclosure reveals that Ross has been subject to three additional customer initiated investment related arbitration claims. Particularly, on January 8, 2016, a customer lodged an arbitration claim against Ross, in which the customer requested $200,000.00 in damages based upon allegations that Ross effected, through a registered representative of her firm, excessive and unauthorized trades in the customer’s account.
Ross is also an Alumna of defunct Brookstreet Securities.
On May 25, 2016, Ross became subject to a pending customer initiated arbitration claim in which customers collectively requested $750,000.00 in damages based upon allegations of fraud, excessive trading, breach of contract, and Ross’ failure to supervise the activities of a registered representative.
On June 7, 2016, Ross was named in another pending customer initiated arbitration claim in which the customer requested $130,000.00 based upon allegations of breach of fiduciary duty, negligent supervision, control person liability per Securities Exchange Act of 1934 Section 20, as well as violations FINRA Rules 3110, 2111, 2120, and 1020.
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
