Aaron Lupuloff of Atlanta Georgia a stockbroker formerly registered with Sterne Agee Leach Inc. is referenced in a customer initiated investment related arbitration claim in which the customer requested $5,005,000.00 in damages based upon allegations that the customer was defrauded by being sold taxable revenue bonds. Financial Industry Regulatory Authority (FINRA) Arbitration No. 18-02134 (Aug. 17, 2018).
FINRA Public Disclosure reveals that Lupuloff was discharged by previous broker, JP Morgan Securities Inc., supported by accusations that Lupuloff corresponded with third parties in violation of the firm’s policies.
Lupuloff has been employed by First Empire Securities Inc. since April 24, 2018.
