John Tinnelly, of Hawthorne, New York, a stockbroker currently registered with Woodstock Financial Group, Inc., has been named in a customer initiated investment related arbitration action on April 15, 2015, in which the customer requested $60,500.00 in damages based upon allegations that Tinnelly made misrepresentations to the customer concerning investments, breached his contractual obligations, negligently handled the customer’s accounts, effected unsuitable and unauthorized trades, and churned the customer’s account.
FINRA Public Disclosure also reveals that on March 7, 2015, a customer filed an investment related arbitration claim involving Tinnelly’s conduct, in which the customer requested $118,375.00 in damages based upon allegations that Tinnelly churned the customer’s account, raked in excessive commissions, effected trades which were unsuitable and unauthorized, breached his contractual duties to the customer, and committed fraud.
On August 1, 2013, a customer initiated investment related arbitration claim involving Tinnelly’s actions was settled for $125,000.00 in damages based upon allegations that Tinnelly charged commissions which were undisclosed, breached his fiduciary duty, effected unauthorized trades, churning the customer’s account, and committed fraud.
Since 1993, Tinnelly has been associated with five different broker dealers, four of which have been expelled by securities regulators for violation of federal securities laws or are otherwise defunct.
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
