William Jeremiah Thompson of Alpharetta Georgia a stockbroker formerly employed by Investacorp Inc. has been discharged by the firm on September 8, 2015 founded on allegations that Thompson failed to abide by the policies and rules of the firm relating to investments authorized by the firm to be sold.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that on June 4, 2018, a customer filed an investment related complaint regarding Thompson’s activities where the customer requested $168,000.00 in damages based upon accusations of a forged signature being placed on the customer’s fixed annuity annuitization documentation while Thompson was associated with Ameriprise Financial Services, Inc.
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