William Lief Collins (also known as Bill Collins) of Birmingham Michigan a stockbroker currently registered with Morgan Stanley is the subject of a customer initiated investment related FINRA securities arbitration claim in which the customer requested $800,000.00 in damages supported by accusations that unauthorized trades were executed in the customer’s account between March 1, 2019 and April 17, 2020 during the time that Collins was associated with Morgan Stanley..
FINRA Public Disclosure reveals that Collins has been referenced in two more customer initiated investment related disputes containing allegations of his misconduct during the time that he was employed by Wells Fargo Advisors and Morgan Stanley Smith Barney. On November 22, 2016, a customer filed an investment related complaint concerning Collins’s conduct where they sought $8,973.25 in damages founded on accusations of the stockbroker’s unauthorized stock trading while at Morgan Stanley Smith Barney.
Collins is referenced in another customer initiated investment related complaint on May 19, 2017 in which the customer sought more than $5,000.00 in damages based upon allegations that excessive trades were made in the customer’s account. The complaint also alleges that the customer’s account had been inappropriately invested at Wells Fargo.
Collins has been a stockbroker and investment adviser representative of Morgan Stanley since June 24, 2010.
