Patrick Fernando Infante of Beverly Hills California a stockbroker employed by Wells Fargo Clearing Services, LLC has been discharged by the firm on July 18, 2017 founded on allegations that he established customers’ accounts without their permission.
Does any of this sound familiar.
Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that on August 14, 2017, a customer initiated investment related complaint regarding Infante’s conduct was resolved for $15,000.00 in damages supported by accusations that shares of IBM had been purchased in the customer’s account without procuring the customer’s permission.
On January 2, 2018, Infante became registered with Muriel Siebert & Co., Inc. Since February 15, 1996, Infante has been associated with at least a dozen brokerage firms, ten of which have been expelled by securities regulators for violation of federal securities laws or are otherwise defunct, including from Florida based office of Biltmore Securities and DL Cromwell.
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