Keith Alva Fontenot, of Lafayette, Louisiana, a stockbroker currently registered with Wells Fargo Clearing Services, LLC, is the subject of a customer initiated investment related arbitration claim on May 11, 2017, in which the customer requested $80,000.00 in damages based upon allegations that Fontenot made unsuitable investment recommendations to the customer concerning equities and direct investment products.
Financial Industry Regulatory Authority (FINRA) Public Disclosure also reveals that on October 12, 2016, a customer initiated investment related arbitration claim involving Fontenot’s conduct was settled for $400,000.00 in damages based upon allegations that Fontenot misled the customer and made recommendations that were not suitable concerning variable annuities.
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
For more information concerning common claims against stockbrokers and investment professionals, please visit us at securitiesarbitrations.com
To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com
