Richard Dell Dunagan of Austin Texas a stockbroker formerly employed by Wells Fargo Advisors LLC is referenced in a customer initiated investment related arbitration claim where the customer sought $261,521.05 in damages founded on allegations that trades were executed in the customer’s account on an excessive and unsuitable basis from 2007 to 2016. Financial Industry Regulatory Authority (FINRA) Arbitration No. 17-02604 (Nov. 1, 2017)

FINRA Public Disclosure additionally confirms that on May 17, 2001, a customer filed an investment related complaint involving Dunagan’s conduct in which the customer requested $350,000.00 in damages supported by accusations that the customer’s instructions concerning stock transactions were not followed during the time that Dunagan was employed by Salomon Smith Barney Inc.

Dunagan’s registration with Wells Fargo Advisors, LLC was terminated as of September 7, 2016. Since September 2, 2016, he has been registered with Ameriprise Financial Services, Inc.

The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.

This posting and the information on our website is for general information purposes only. This content should be not considered legal advice, and any responses, comments, e-mails, other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer

Guiliano Law Group

Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.

For more information concerning common claims against stockbrokers and investment professionals, please visit us at

To learn more about FINRA Securities Arbitration, and the legal process, please visit us at

[contact-form-7 404 "Not Found"]