Mikael C. Lee, of San Mateo, California, a stockbroker formerly registered with Wells Fargo Advisors, has been named in a customer initiated investment related written complaint on December 27, 2016, in which the customer requested more than $5,000.00 in damages based upon allegations that Lee misrepresented the terms of investments effected in the customer’s account, and effected unauthorized unit investment trust transactions.
Lee was terminated by Wells Fargo Advisors, LLC on October 21, 2015, based upon allegations that trades had been effected by him in a customer account despite lacking discretionary trading authorization. Since March 25, 2017, he has been registered with MML Investors Services, LLC.
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