Wayne Earl Cooksey of Jacksonville Florida a stockbroker formerly employed by Lincoln Financial Advisors Corporation has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he failed to honor FINRA’s request for his information. Case No. 2017054598201 (Nov. 13, 2017).
FINRA Public Disclosure confirms that Cooksey was suspended on September 1, 2017. Cooksey was informed by FINRA that he had until November 12, 2017 to cooperate with FINRA’s request; however, Cooksey failed to do so, resulting in FINRA imposing an automatic bar in all capacities.
Cooksey is referenced in a customer initiated investment related written complaint on February 27, 2018 where the customer requested damages estimated to exceed $5,000.00 supported by allegations that Cooksey misrepresented the terms and conditions of a variable annuity purchased by the customer in February of 2016, during the time that Cooksey was associated with Lincoln Financial Advisors Corporation.
Cooksey’s registration with Lincoln Financial Advisors Corporation was terminated on June 9, 2017.
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