Jason Freiwald, of Scottsdale, Arizona, a stockbroker currently registered with Waddell & Reed, has been named in a customer initiated investment related arbitration claim on January 25, 2016, in which the customer requested $541,150.00 in damages based upon allegations that Freiwald effected unsuitable investment transactions in the customer’s account.
According to the customer, Freiwald recommended that the customer place a significant portion of her assets, as well as her child’s, into a closed-end fund via an initial public offering. The customer apparently suffered substantial losses in addition to tax consequences in connection with selling previous positions in order to purchase the investments pursuant to Freiwald’s recommendations.
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
