Jonathan Ryan Wiley of Long Island City New York a stockbroker employed by Voya Financial Advisors Inc. has been discharged by the firm on March 14, 2018 based upon accusations that Wiley exercised discretion in customer accounts in violation of the firm’s policies.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that on February 5, 2013, a customer brought an investment related complaint pertaining to Wiley’s activities in which the customer sought $50,000.00 in damages supported by allegations that while Wiley was associated with National Securities Corp, he poorly advised the customer and made recommendations concerning over-the-counter equities that were not suitable for the customer.
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