Vincent Keith Annable of Scottsdale, Arizona, a stockbroker registered with Center Street Securities Inc., is the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim in which the customer requested $600,000.00 in damages based upon allegations that Annable made unsuitable investment recommendations and overconcentrated the customer’s account in alternative investments during the period Annable was associated with Newbridge Financial Services Group Inc. and Center Street Securities Inc. FINRA Arbitration No. 22-00715 (Apr. 12, 2022).
This is not the first time that Annable has been referenced in a customer initiated investment related dispute concerning Annable’s conduct in the securities industry. FINRA Public Disclosure shows that Annable is also referenced in a FINRA securities arbitration claim that was settled for $31,000.00 in damages based upon allegations that Annable made unsuitable recommendations, failed to perform due diligence and also overconcentrated the customer’s account in alternative investments when Annable was associated with Center Street Securities Inc. FINRA Arbitration No. 21-01031 (Apr. 16, 2021).
Annable has been associated with Coastal Equities Inc. July 19, 2021.
