Veronica Lopez-Lopez (also known as Rosa Veronica Lopez-Lopez) of Miami Florida a stockbroker currently employed by Morgan Stanley is referenced in a customer initiated investment related written complaint on October 16, 2016 where the customer requested unspecified damages based upon allegations that Lopez-Lopez effected inappropriate exchange traded funds and corporate debt transactions in the customer’s investment account.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally confirms that a customer initiated investment related arbitration claim concerning Lopez-Lopez’s conduct was resolved for $285,000.00 in damages supported by accusations that among other things, unsuitable exchange traded fund and foreign debt transactions were executed in the customer’s account from November of 2009 to April of 2016. FINRA Arbitration No. 16-02131 (Nov. 1, 2017).
Lopez-Lopez has been registered with Morgan Stanley since October 23, 2009.
