Thomas Von Reckers of Lakewood Colorado a stockbroker formerly employed by Wells Fargo Advisors Financial Network LLC is referenced in a customer initiated investment related civil action in which the customer sought more than $5,000.00 in damages supported by allegations that Reckers misrepresented the terms and conditions of loan products in addition to the investments used with proceeds of loans. Civil Action No. SCV0038781 (Jan. 31, 2017).
Financial Industry Regulatory Authority (FINRA) Public Disclosure also reveals that on July 1, 2013, a customer filed an investment related complaint concerning Reckers’ activities where the customer requested $12,000.00 in damages founded on accusations that Reckers executed unauthorized trades in the customer’s account, and failed to inform the customer about the fees assessed in the customer’s wrap account.
Reckers’ registration with Wells Fargo Advisors Financial Network LLC has been terminated on July 17, 2018. Since then, he has been registered with Summit Brokerage Services, Inc.
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