Thais Drummond Piotrowski (also known as Thais Drummond Moreira), of Boca Raton, FL, a stockbroker registered with Ameriprise Financial Services LLC, is the subject of a customer initiated investment related FINRA securities arbitration claim in which the customer requested $150,000.00 in damages based upon allegations that Piotrowski made unsuitable recommendations of Business Development Companies or BDCs when Piotrowski was associated with Ameriprise Financial Services LLC. Financial Industry Regulatory Authority (FINRA) Arbitration No. 22-01995 (September 2, 2022).
FINRA Public Disclosure shows that Piotrowski has been referenced in two other customer initiated investment related disputes concerning Piotrowski’s conduct while associated with Ameriprise Financial Services Inc. On March 9, 2009, a customer filed an investment related complaint involving Piotrowski’s conduct in which the customer requested $7,319.00 in damages based upon allegations that Piotrowski engaged in unauthorized trading in mutual funds.
Piotrowski was also referenced in a complaint filed on June 17, 2013, in which the customer requested compensation based upon allegations that Piotrowski made unsuitable recommendations of variable annuities.
Piotrowski has been associated with Ameriprise Financial Services LLC in Boca Raton, FL, as a stockbroker since February 9, 2004, and as an investment advisor representative since February 18, 2004.
