Tamara Ann Glenn (also known as Tamara Dawson, Tamara Gallegos, Tamara Haselby, and Tamara Langham), of East Lansing, Michigan, a stockbroker registered with Essex National Securities LLC, is the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim in which the customer requested $35,000.00 in damages based upon allegations that Glenn made the unsuitable investment recommendation of direct investments and real estate securities when Glenn was associated with Essex National Securities LLC. FINRA Arbitration No. 23-03243 (January 5, 2024).
FINRA Public Disclosure shows that Glenn is referenced in five other customer initiated investment related disputes concerning Glenn’s conduct while associated with securities broker dealers. On January 17, 2018, a customer filed an investment related complaint involving Glenn’s conduct in which the customer requested $22,000.00 in damages based upon allegations that Glenn made unsuitable recommendations in REITs during the time that Glenn was associated with Essex National Securities LLC.
On January 9, 2018, another customer filed an investment related complaint involving Glenn’s conduct in which the customer requested $13,274.00 in damages based upon allegations that Glenn provided unsuitable advice to the customer regarding the purchase of real estate securities.
Glenn was also referenced in a customer initiated investment related FINRA securities arbitration claim that was settled to resolve allegations that Glenn recommended unsuitable REITs when Glenn was associated with Infinex Investments Inc. FINRA Arbitration No. 19-00669 (April 23, 2019).
On February 3, 2022, another customer filed an investment related complaint involving Glenn’s conduct in which the customer requested $30,000.00 in damages based upon allegations that Glenn never explained how a Transfer on Death (TOD) provision would work during the time that Glenn was associated with Essex National Securities LLC. The securities broker dealer denied the complaint on February 17, 2022.
On October 10, 2023, an additional customer filed an investment related FINRA securities arbitration claim involving Glenn’s conduct in which the customer requested damages ranging between $50,000.00 and $99,999.99. The allegations were that Glenn made unsuitable recommendations to the customer, resulting in losses. FINRA Arbitration No. 23-02798.
Glenn was associated with LPL Financial LLC in East Lansing, Michigan, from June 13, 2023, to January 25, 2024. Prior to that, Glenn was with Sigma Financial Corporation, also in East Lansing, from January 21, 2022, to June 14, 2023. Before Sigma Financial Corporation, Glenn was associated with Securian Financial Services Inc. in Okemos, Michigan, from September 6, 2018, to January 24, 2022.
