Taj Zachary Rohr of Parkersburg West Virginia a stockbroker currently registered with BB&T Investment Services Inc. has been discharged from the firm on June 29, 2017 supported by accusations that Rohr furnished false details to the firm concerning a customer’s source of funds utilized to purchase annuities.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Rohr has been identified in two customer initiated investment related disputes pertaining to allegations of his violative conduct during the period that he was employed by BB&T Investment Services. Particularly, on September 19, 2017, a customer filed an investment related complaint concerning Rohr’s activities in which the customer requested $135,943.00 in damages based upon accusations that Rohr utilized accounts documentation that had been forged to create accounts, and botched the beneficiary designations pertaining to an individual retirement account resulting in assets having been distributed to the customer’s estate.
On June 11, 2018, another customer initiated investment related complaint regarding Rohr’s activities was resolved for $12,624.00 in damages founded on allegations that Rohr failed to inform the customer about the tax liability pertaining to variable annuity distributions.
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