Jeffery Bryant Sanders, previously registered as a broker with Woodmen Financial Services Inc. in Union, South Carolina, has been permanently barred by Financial Industry Regulatory Authority (FINRA) from associating with any FINRA member in all capacities. The regulatory action resulted from Sanders’ failure to respond to FINRA requests for information. Case No. 2024081360501 (August 26,…
William Marc Rankin, of Columbia, South Carolina, a stockbroker formerly registered with Woodmen Financial Services Inc., has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity because Rankin refused to provide information and documents to the regulator during an investigation into his investment recommendation that a customer liquidate a…