Troy Allen Orlando, a stockbroker from New York, New York, who was last associated with Craft Capital Management LLC, faced regulatory action initiated by Financial Industry Regulatory Authority (FINRA) resulting in Orlando being permanently barred from associating with any FINRA member in all capacities. The bar, effective November 20, 2024, followed Orlando’s refusal to provide…
Troy Allen Orlando of New York, New York, a stockbroker registered with Spartan Capital Securities LLC, has been fined and suspended for 20 months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity because Orlando engaged in excessive and unsuitable trading in customer accounts. Letter of Acceptance, Waiver, and Consent No….