Timothy Jay Fazzone (also known as TJ Fazzone), of Dublin, Ohio, a stockbroker registered with NYLife Securities LLC, has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity because Fazzone converted a customer’s funds. FINRA Enforcement (AWC) No. 2019064698601 (Aug. 2, 2022). According to the AWC, in June 2018,…