Steven John Meyer of Staten Island New York a stockbroker formerly associated with Legend Securities Inc. has been referenced in a customer initiated investment related arbitration claim in which the customer was awarded $110,622.95 in compensatory damages supported by Meyer and Legend Securities being found liable on the customer’s claims which included that (1) transactions…
Steven John Meyer, of Staten Island, New York, a stockbroker formerly registered with Legend Securities, has been barred from associating with any FINRA member in all capacities based upon consenting to findings that he excessively traded and churned the firm’s customer accounts, and placed trades without authorization. Letter of Acceptance, Waiver and Consent, No. 2017052709201…
Steven John Meyer, of Staten Island, New York, a stockbroker formerly registered with Legend Securities, Inc., was fined $100,000.00 and suspended from acting as a broker-dealer in any capacity in The State of New Hampshire pursuant to a New Hampshire Bureau of Securities Regulation Order founded upon allegations against Meyer including, inter alia: the failure…