Scott Erik Aabel (also known as Scott Eric Aabel), of Osprey, Florida, a stockbroker registered with Spire Securities LLC, is the subject of a customer initiated investment related FINRA securities arbitration claim in which the customer requested $300,000.00 in damages based upon allegations that Aabel made unsuitable recommendations of variable annuities and alternative investments during…
Joseph Peter Colell Jr. of Westborough Massachusetts a stockbroker formerly employed by Ameriprise Financial Services Inc. has been discharged by the firm on July 20, 2018 based upon allegations that Colell violated the firm’s conduct policies. Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that Colell has been identified in five customer initiated investment related…