Heath Geoffrey Grossman, of Weathersfield, Connecticut, a stockbroker formerly registered with Silver Oaks Securities and investment adviser representative registered with JB Capital LLC, is referenced in a customer initiated investment related AAA arbitration claim where the customer requested $30,000.00 supported by allegations of Grossman’s failure to consider tax consequences in a customer’s investment plan which…
Heath Geoffrey Grossman of Wethersfield Connecticut is a stockbroker formerly registered with Silver Oak Securities Inc. who is the subject of a customer initiated investment related written complaint on December 28, 2016 where the customer alleged that Grossman (1) failed to disclose investment advisory account fees to the customer in April of 2016 (2) recommended…