Benjamin Joseph Rosamond, of Lake Mary, Florida, a stockbroker previously registered with Robinhood Financial LLC, was sanctioned by Financial Industry Regulatory Authority (FINRA) on January 14, 2025, for failing to disclose outside business activities while employed at Robinhood Financial LLC and Robinhood Securities LLC. Letter of Acceptance, Waiver, and Consent No. 2023078321201 (January 14, 2025)….
Robinhood Financial LLC a securities broker dealer headquartered in Menlo Park California has been censured and fined $57,000,000.00 by Financial Industry Regulatory Authority (FINRA) based in part on findings that Robinhood Financial provided customers with misleading and false information about their accounts, authorized margin use in the accounts of customers against their wishes, and failed…