Manuel Francisco Porrata Monserrate (also known as Manuel F. Porrata) of San Juan Puerto Rico a stockbroker formerly registered with Oriental Financial Services is referenced in a customer initiated investment related complaint where the customer sought $210,000.00 in damages based upon allegations that (1) the customer’s account was administered negligently (2) investment recommendations failed to…
Jose R. Juanarena Ferrari of San Juan Puerto Rico a stockbroker formerly registered with Popular Securities LLC is the subject of a customer initiated investment related arbitration claim in which the customer requested $125,000.00 in damages based upon accusations that Ferrari made inappropriate investment recommendations to the customer concerning the purchases of closed end funds…
Pedro Juan Rodriguez Rivera of San Juan Puerto Rico a stockbroker formerly registered with Oriental Financial Services Corp. is the subject of a customer initiated investment related arbitration claim in which the customer requested $463,417.00 in damages supported by accusations that (1) misrepresentations had been made to the customer concerning the risks of investments chosen…
Michelle M. Vazquez (also known as Michelle M. Vazquez Valentin) of San Juan Puerto Rico a stockbroker formerly registered with Oriental Financial Services Corp. is the subject of a customer initiated investment related arbitration claim involving Vazquez’s activities in which the customer requested $398,753.25 in damages supported by allegations of (1) breach of contract (2)…
Manuel Francisco Porrata Monserrate, of San Juan, Puerto Rico, a stockbroker formerly registered with Oriental Financial Services Corp., has been named in a customer initiated investment related arbitration claim, which settled on September 27, 2016, for $90,000.00 in damages based upon allegations that Monserrate effected unsuitable municipal debt transactions in the customer’s account in reference…