Matthew Ian Turner, a stockbroker from Boca Raton, Florida, associated with WestPark Capital Inc., was sanctioned by Financial Industry Regulatory Authority (FINRA) for excessive and unsuitable trading in customer accounts. FINRA Letter of Acceptance, Waiver, and Consent No. 2021070498105 (January 15, 2025) According to the AWC, Turner exercised control over accounts, making trades that were…
Matthew Ian Turner, of Fort Lauderdale, Florida, a stockbroker formerly registered with Laidlaw & Company (UK) Ltd., has been named in a customer initiated investment related arbitration claim, which settled on August 8, 2014, for $23,115.00 in damages based upon allegations that Turner effected unsuitable equity transactions in the customer’s account. Financial Industry Regulatory Authority…