Vincent Joseph Marra of New York New York a stockbroker formerly registered with Lampert Capital Markets Inc. is referenced in a customer initiated investment related written complaint on September 22, 2015 where the customer sought $23,000.00 in damages based upon allegations that Marra was responsible for the customer’s unwarranted investment losses on stock and over-the-counter…
William Patrick Slattery of New York New York is a stockbroker formerly registered with Lampert Capital Markets Inc. who has been fined $12,500.00 and suspended for five months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he took part in outside business activities that…
Thomas Daniel Sullivan, of New York, New York, a stockbroker formerly registered with Lampert Capital Markets Inc., is the subject of a customer initiated investment related arbitration claim on June 16, 2017, in which the customer requested $11,069.00 in damages based upon allegations that Sullivan effected equities transactions on an excessive and unsuitable basis. Financial…