Johnnie Melvin Jones, of Syosset, New York, a stockbroker formerly registered with Network 1 Financial Securities, has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity for the failure to comply with an FINRA arbitration award or settlement agreement. Case No. 2020068113601 (October 25, 2021). According to FINRA Public…
Johnnie Melvin Jones, of New York, New York, a stockbroker formerly registered with John Thomas Financial, has been named in a customer initiated investment related arbitration claim wherein the customer requested $112,000.00 in damages based upon allegations of breach of fiduciary duty, suitability and misrepresentation regarding over-the-counter equities transactions executed in the customer’s investment portfolio….