Jesse Brett Butler, of Evansville, Indiana, a stockbroker registered with Allstate Financial Services LLC, has been fined $5,000.00 and suspended for four months by Financial Industry Regulatory Authority (FINRA) because Butler borrowed money from customers while associated with Allstate Financial Services. Letter of Acceptance, Waiver, and Consent No. 2022077235401 (October 23, 2024). The suspension took…
Jesse Brett Butler, also known as Brett Butler or J. Brett Butler, a stockbroker from Evansville, Indiana, was sanctioned by Financial Industry Regulatory Authority (FINRA) for borrowing violations while registered with Allstate Financial Services LLC. FINRA issued a Letter of Acceptance, Waiver, and Consent (AWC) on October 23, 2024, after determining that Butler borrowed a…