Jeffrey David Stanga of Mission Viejo, California, a stockbroker registered with FMN Capital Corporation, has been fined $10,000.00 and suspended for 12 months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity because Stanga engaged in private securities transactions and engaged in an undisclosed outside business activity. Letter of Acceptance, Waiver,…
Jeffrey David Stanga of Mission Viejo California a stockbroker currently registered with FMN Capital Corporation has been fined $10,000.00 and suspended for twelve months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by findings that he failed to make known to FMN Capital Corporation that he engaged in outside…