James Marten Lamont of San Francisco California a stockbroker formerly associated with Whitehall Parker Securities Inc. has been referenced in a customer initiated investment related arbitration claim in which the customer requested $2,000,000.00 in damages supported by allegations that the customer had been placed into bad investments including real estate securities and direct investment products…
James Marten Lamont of San Francisco California a stockbroker currently employed by Whitehall-Parker Securities Inc. has been fined $10,000.00 and suspended for eighteen months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings that Lamont sold promissory notes investments in Woodbridge Group of Companies LLC outside the auspices…
James Marten Lamont of San Francisco California a stockbroker currently registered with Whitehall-Parker Securities Inc. is the subject of a customer initiated investment related civil action where the customer sought unspecified damages based upon allegations that Lamont sold insurance contracts to the customer that were misrepresented and unsuitable for the customer. Civil Action No. CIV-1801542…